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Alternative display facility
Results: 45

#	Item
11	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-26 11:28:52 Self-regulatory organizations Business Financial Industry Regulatory Authority Stock market Securities Exchange Act ACT Alternative display facility U.S. Securities and Exchange Commission NASDAQ United States securities law Economy of the United States Financial economics
12	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-FINRA[removed]January 31, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving the Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-03 08:54:05 Financial economics Business Investment Self-regulatory organizations Alternative display facility Financial Industry Regulatory Authority Finance Securities Exchange Act Regulation NMS Stock market United States securities law United States Securities and Exchange Commission
13	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]December 19, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-20 08:34:20 Financial markets Finance United States Securities and Exchange Commission Self-regulatory organizations Stock market Alternative display facility Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission United States securities law Financial economics Financial system
14	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-23 10:45:42 Investment Financial system Financial Industry Regulatory Authority Securities Exchange Act Alternative display facility Self-regulatory organization NASDAQ U.S. Securities and Exchange Commission ACT Stock market Financial economics United States securities law
15	Page 51 of 102 EXHIBIT 5 Below is the text of the proposed rule change. Proposed new language is underlined; proposed deletions are in brackets. *** 6000. QUOTATION AND TRANSACTION REPORTING FACILITIES Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-20 08:34:20** Financial markets Finance United States securities law Alternative display facility United States Securities and Exchange Commission Financial Industry Regulatory Authority Broker-dealer Electronic communication network Alternative Trading Systems Financial economics Stock market Investment
16	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]October 17, 2007 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiv Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-19 10:01:44 Business Financial Industry Regulatory Authority Securities Exchange Act ACT U.S. Securities and Exchange Commission Self-regulatory organization Alternative display facility NASDAQ Trade Reporting And Compliance Engine United States securities law Economy of the United States Financial economics
17	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-21 14:27:58 Investment Stock market Self-regulatory organizations United States Securities and Exchange Commission Alternative display facility Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission NASDAQ United States securities law Economy of the United States Financial economics
18	Order Approving Proposed Rule Change to Allow FINRA to Grant Exemptions from Certain Equity Trade Reporting Obligations for Certain Alternative Trading Systems Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-07 11:15:01 Investment Business Financial markets Financial Industry Regulatory Authority Securities Exchange Act Alternative Trading Systems ACT U.S. Securities and Exchange Commission Alternative display facility United States securities law Stock market Financial economics
19	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]October 11, 2007 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiv Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-12 13:27:50 Financial economics Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission ACT Alternative display facility NASDAQ Selling away United States securities law Economy of the United States Business
20	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reconcile Certain Amendments Approved Pursuant to SR-FINRA[removed]and SR-FINRA[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-07 15:21:28 Financial regulation Financial economics OTC Bulletin Board U.S. Securities and Exchange Commission Securities Exchange Act Alternative display facility ACT Self-regulatory organization United States securities law Economy of the United States Financial Industry Regulatory Authority

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